ATLANTA, GA – November 5, 2018 – SignatureFD, a leading financial design and advisory firm that helps clients make a bigger impact with their wealth, today announced the appointment of Katie Amy as the company’s Director of Compliance. Amy will work with the chief compliance officer and leadership team to ensure that SignatureFD has a strong culture of compliance. She will be responsible for the day-to-day implementation of the firm’s compliance program and help ensure the team is educated and compliant with all federal and state regulations.
Amy has more than 15 years of experience in compliance. Prior to joining SignatureFD in 2018, Amy was a Vice President and Registered Principal and Compliance Officer at Peachtree Planning and Park Avenue Securities (PAS), where she oversaw sales and operations. During her tenure with Peachtree Planning and PAS, Amy executed a proactive approach to compliance, keeping advisors educated on procedures and regulations.
“We are excited to have Katie join the SignatureFD team,” said Heather Fortner, Chief Compliance Officer and COO at SignatureFD. “Katie is deeply-versed in the complex regulation governing the financial industry, making her well-positioned to help SignatureFD continue upholding our high compliance and ethical standards.”
“SignatureFD has built a legacy of adamantly adhering to the Registered Investment Advisor (RIA) guidelines set forth by the SEC,” said Katie Amy, Director of Compliance at SignatureFD. “I’m thrilled to join a company that is so passionate about protecting their clients’ best interests by following proper regulation, and I look forward to working with the team on maintaining our legacy of uncompromising standards.”
Amy received her B.S. in communications, public relations from Appalachian State University. She has received several professional awards and honors, including Leaders Club Qualifier for Guardian Life Insurance Company and inclusion in the Cambridge Who’s Who Among Executive and Professional Woman list.
View Katie’s full bio here.